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Managing Higher-risk business customers

Compliance Key INC - Accounting and Finance Training


                                                Jane Hennessy
Jane is keynote speaker at Compliance Key, Inc was born and educated in Ireland/England (PhD in Pharmacy and MBA). He joined the pharmaceutical company Merrell Dow (now Sanofi) in England in 1986, moved with the company to Kansas City Mo. in 1993, and then to Bridgewater NJ in 1996. He is currently Vice President in the Global Regulatory Affairs department, Sanofi Pharmaceuticals.
In addition to his pharmaceutical career, James is also a qualified Personal & Professional Coach (trained through Coach University and certified through The International Coaching Federation) and plans to increase his activity in this area as a 'second career'.
 Webinar Id: CIJM001
 12:30 PM PT | 03:30 PM ET
 12/11/2017
 Duration 90 mins 
Overview
Financial institutions and others in the payments ecosystem must comply with regulations related to due diligence of business customers, as well as ongoing monitoring of their portfolios. A strong KYC program also includes an assessment of business customer risk. How can financial institutions and processors effectively determine what the risks are and how to manage them? This session will provide guidance on assessing business customer risk both at onboarding and ongoing, as well as best practices for taking a risk-based approach to Know Your Customer (KYC) and Know Your Customers’ Customers (KYCC).
Why should you attend this webinar?
  • Learn about some tactics fraudsters are using to hide who they are and what they really do
  • Discover the value of Business Customer Intelligence – fully understanding your business customers
  • Learn about the synergies with transaction monitoring
  • Examine some case studies where illegal or prohibited businesses have been found in financial institutions’ portfolios
  • Learn about regulations related to managing some specific higher risk customers such as third party payment processors/third party senders
Areas Covered in the Session:
  • Recent fraud tactics
  • Synthetic IDs
  • Business Customer Intelligence
  • AML challenges
  • Synergies with transaction monitoring
  • Case studies including business classification, reputation monitoring and adverse media
  • Key regulations related to managing third party payment processors/third party senders
  • Best practices for managing higher risk customers
Who can Benefit:
  • Risk and compliance staff at banks, payment processors, and alternative payment providers
  • Product managers at banks, payment processors and alternative payment providers
  • Financial intelligence unit staff
  • Relationship managers at financial institutions who deal with higher-risk customers
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Location: United States

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